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Resistance breathing with PEP and CPAP: effects on respiratory parameters
Umeå University, Faculty of Medicine, Department of Surgical and Perioperative Sciences, Anaesthesiology. Umeå University, Faculty of Medicine, Department of Community Medicine and Rehabilitation, Physiotherapy. Umeå University, Faculty of Medicine, Department of Radiation Sciences.ORCID iD: 0000-0003-1523-1672
2014 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Background: Positive expiratory pressure (PEP) and continuous positive airway pressure (CPAP) are two forms of resistance breathing used in spontaneously breathing patients. With a threshold resistor or a flow resistor, both PEP and CPAP provide a positive (elevated) pressure level during the expiratory phase. With PEP, inspiratory pressure is negative, i.e. lower than ambient air pressure, as during a normal inspiration, but with CPAP, the inspiratory pressure is positive, i.e. higher than ambient air pressure.

Methods: This thesis is based on four separate studies in which four different breathing devices, a PEP-bottle (threshold resistor device), a PEP-mask (flow resistor device), a threshold resistor CPAP and a flow resistor device were investigated. Paper I, II and III are based on studies in healthy volunteers. Paper IV is a bench study performed in a hypobaric chamber. Paper I examined differences between two PEP devices, the PEP-bottle and the PEP-mask. Paper II evaluated the performance of a flow resistor CPAP device, (Boussignac CPAP). Paper III investigated the effect of two PEP-devices, a PEP-bottle and a PEP-mask and two CPAP devices, a threshold resistor CPAP and a flow resistor CPAP, on inspiratory capacity (IC). In paper IV, the effect of changes in ambient pressure on preset CPAP levels in two different CPAP devices was compared.

Results: With the PEP bottle, both expiration and inspiration began with a zero-flow period during which airway pressure changed rapidly. With the PEP-mask, the zero-flow period was very short and the change in airway pressure almost non-existent (paper I). During normal breathing with the Boussignac CPAP, changes in airway pressure were never large enough to reduce airway pressure below zero. During forced breathing, as airflow increased, both the drop in inspiratory airway pressure and the increase in expiratory airway pressure were potentiated (paper II). IC decreased significantly with three of the breathing devices, the PEP-mask and the two CPAP devices (paper III). With the threshold resistor CPAP, measured pressure levels were close to the preset CPAP level. With the flow resistor CPAP, as the altitude increased CPAP produced pressure levels increased (paper IV).

Conclusion: The effect on airway pressure, airflow, IC and the effect of changes in ambient air pressure differ between different kinds of resistance breathing devices. These differences in device performance should be taken into consideration when choosing the optimal resistance breathing device for each patient.

Place, publisher, year, edition, pages
Umeå: Umeå universitet , 2014. , p. 72
Series
Umeå University medical dissertations, ISSN 0346-6612 ; 1674
Keywords [en]
Chest physiotherapy, breathing exercises, PEP, CPAP, airway pressure, airflow, threshold resistor, flow resistor, inspiratory capacity, Borg CR10
National Category
Physiotherapy
Identifiers
URN: urn:nbn:se:umu:diva-94650ISBN: 978-91-7601-127-0 (print)OAI: oai:DiVA.org:umu-94650DiVA, id: diva2:755348
Public defence
2014-11-07, Sal B, Unod T, 9tr, Norrlands Universitetssjukhus, Umeå, 09:00 (Swedish)
Opponent
Supervisors
Available from: 2014-10-16 Created: 2014-10-14 Last updated: 2025-02-11Bibliographically approved
List of papers
1. Physiological responses to positive expiratory pressure breathing: a comparison of the PEP bottle and the PEP mask
Open this publication in new window or tab >>Physiological responses to positive expiratory pressure breathing: a comparison of the PEP bottle and the PEP mask
2007 (English)In: Respiratory care, ISSN 0020-1324, E-ISSN 1943-3654, Vol. 52, no 8, p. 1000-1005Article in journal (Refereed) Published
Abstract [en]

BACKGROUND: In the intensive care unit we have observed that patients have different adherence to 2 commonly used positive-expiratory-pressure (PEP) therapy devices: the PEP bottle and the PEP mask. The reason for this difference is not clear. METHODS: In a randomized prospective study, we made continuous recordings of airway pressure and airflow, with 20 healthy volunteers, with the PEP bottle and the PEP mask. The measurement sequence consisted of 3 sessions of 10 breaths with the PEP bottle and the PEP mask, in a randomized crossover design. A rest period of 15 min separated the PEP bottle and PEP mask measurements. RESULTS: With the PEP bottle the expiratory phase began with a zero-flow period of 0.39 s, during which airway pressure rose 11.9 cm H2O. With the PEP bottle the mean expiratory pressure was 11.7 cm H2O, and end-expiratory pressure was 9.5 cm H2O. With the PEP mask the initial expiratory zero-flow period was almost nonexistent (0.04 s) and without any change in airway pressure. With the PEP mask the shape of the expiratory pressure curve was different; mean expiratory pressure was 8.6 cm H2O, and end-expiratory pressure was zero. With the PEP bottle the inspiration also began with a zero-flow period of 0.43 s, during which airway pressure decreased 9.6 cm H2O from the end-expiratory airway pressure. With the PEP mask the initial inspiratory zero-flow period was only 0.01 s and there was no concomitant change in airway pressure. CONCLUSIONS: The PEP bottle and the PEP mask showed major differences in the relationship between airflow and airway pressure. These findings might explain the observed differences in patient adherence to these therapies.

Place, publisher, year, edition, pages
Daedalus Enterprises, 2007
Keywords
Positive expiratory pressure, PEP, airflow, airway pressure, Borg scale, chest physiotherapy, flow resistor, threshold resistor
National Category
Physiotherapy
Identifiers
urn:nbn:se:umu:diva-7151 (URN)17650355 (PubMedID)2-s2.0-35148839662 (Scopus ID)
Note

Maria Sehlin RPT MSc presented a version of this paper at the meeting of the Scandinavian Society of Anaesthesiology and Intensive Care Medicine, held July 2, 2005, in Reykjavik, Iceland, and at the Swedish Association of Registered Physiotherapists Congress, held October 28, 2005, in Stockholm, Sweden.

Available from: 2008-02-13 Created: 2008-02-13 Last updated: 2025-02-11Bibliographically approved
2. Pneumatic performance of the boussignac CPAP system in healthy humans
Open this publication in new window or tab >>Pneumatic performance of the boussignac CPAP system in healthy humans
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2011 (English)In: Respiratory care, ISSN 0020-1324, E-ISSN 1943-3654, Vol. 56, no 6, p. 818-826Article in journal (Refereed) Published
Abstract [en]

BACKGROUND: The Boussignac CPAP has been found to effectively treat acute pulmonary oedema. However, data on airway pressure in association with the Boussignac CPAP are sparse. We therefore designed this study to evaluate the stability of the Boussignac CPAP in terms of maintaining adequate inspiratory and expiratory pressure levels. We also wanted to evaluate the perceived exertion when breathing with the Boussignac CPAP.

METHODS: Continuous recordings of airway pressure and airflow were made in 18 healthy volunteers during breathing with the Boussignac CPAP at 5, 7.5 and 10 cm H₂O for three sessions of 10 minutes at each CPAP level. Participants were blinded for the sequential order of the investigated CPAP levels. They terminated each session, at the respective CPAP level, by taking 10 forced breaths.

RESULTS: During 10 minutes normal breathing periods, when participants breathed at 20 % of their VC with a peak expiratory airflow of 14 % of FEV₁, the maximal pressure difference was 4.0 cm H₂O between inspiration and expiration at CPAP 10 cm H₂O. Changes in airway pressure were never large enough to reduce airway pressure below zero. When taking forced breaths, expiratory volume was 38-42 % of VC and peak expiratory airflow was 49-56 % of FEV ₁. As airflow increased, both the drop in inspiratory airway pressure and the increase in expiratory airway pressure were enhanced.

CONCLUSIONS: Pressure changes during breathing with CPAP are considered to be associated with increased work of breathing. The pneumatic performance of the Boussignac CPAP is adequate during normal breathing with low airflow. However, during forced breathing resulting in increased airflow, the Boussignac CPAP is unable to maintain stable airway pressure levels, possibly resulting in increased work of breathing and respiratory fatigue. Thus, the Boussignac CPAP system might be less suitable for patients breathing at a higher frequency.

Place, publisher, year, edition, pages
American Association for Respiratory Care, 2011
Keywords
CPAP, continuous positive airway pressure, noninvasive ventilation, air flow, airway pressure, Borg CR10 scale, flow resistor
National Category
Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:umu:diva-40872 (URN)10.4187/respcare.01015 (DOI)000291779500011 ()21333088 (PubMedID)2-s2.0-79960692536 (Scopus ID)
Available from: 2011-03-14 Created: 2011-03-11 Last updated: 2023-05-02Bibliographically approved
3. Immediate effects of positive expiratory pressure and continuous positive airway pressure breathing on changes in inspiratory capacity as an indirect measure of induced changes in functional residual capacity in healthy individuals
Open this publication in new window or tab >>Immediate effects of positive expiratory pressure and continuous positive airway pressure breathing on changes in inspiratory capacity as an indirect measure of induced changes in functional residual capacity in healthy individuals
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Introduction: Positive expiratory pressure (PEP) and continuous positive airway pressure (CPAP) are used to enhance breathing parameters such as functional residual capacity (FRC) in patients. Studies comparing effects of PEP and CPAP on FRC are sparse. One reason for this may be that sophisticated equipment, not suitable in the clinical setting, is required. Total lung capacity consists of inspiratory capacity (IC) and FRC and a change in IC should therefore result in a corresponding change in FRC. We aimed to investigate if PEP and CPAP induced changes in IC could be used as an indirect measure of changes in FRC and also to evaluate immediate effects of PEP and CPAP devices, with different kinds of resistors, on IC. 

Methods: 20 healthy volunteers breathed with two PEP devices, a PEP-mask (flow resistor) and a PEP-bottle (threshold resistor) and two CPAP devices, a flow resistor device and a threshold resistor device, in a randomized order. The measurement sequence consisted of 30 breaths with an IC measurement performed before and immediately after the 30th breath, while the participants were still connected to the respective breathing device. Perceived exertion of the respective 30 breaths was measured with Borg CR10 scale.

Results: Three of the four breathing devices, the PEP-mask and the two CPAP devices, significantly decreased IC (p < 0.001). Median perceived exertion was quite low for all four breathing devices but the difference in perceived exertion within the different breathing devices was large.

Conclusion: When measured in direct continuation of PEP and CPAP breathing, changes in IC could be used as an indirect measure of changes in FRC. All investigated breathing devices except the PEP-bottle decreased IC, i.e. increased FRC.

Keywords
PEP, CPAP, Threshold resistor, Flow resistor, Inspiratory capacity, Borg CR10 scale.
National Category
Physiotherapy Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:umu:diva-93677 (URN)
Available from: 2014-09-30 Created: 2014-09-30 Last updated: 2025-02-11Bibliographically approved
4. Simulated flying altitude and performance of continuous positive airway pressure devices
Open this publication in new window or tab >>Simulated flying altitude and performance of continuous positive airway pressure devices
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2014 (English)In: Aviation, Space and Environmental Medicine, ISSN 0095-6562, E-ISSN 1943-4448, Vol. 85, no 11, p. 1092-1099Article in journal (Refereed) Published
Abstract [en]

INTRODUCTION: Continuous positive airway pressure (CPAP) is used in air ambulances to treat patients with impaired oxygenation. Differences in mechanical principles between CPAP devices may affect their performance at different ambient air pressures as will occur in an air ambulance during flight. METHODS: Two different CPAP systems, a threshold resistor device and a flow resistor device, at settings 5 and 10 cm H2O were examined. Static pressure, static airflow and pressure during simulated breathing were measured at ground level and at three different altitudes (2400 m (8 kft), 3000 m (10 kft) and 10700 m (35 kft)). RESULTS: When altitude increased, the performance of the two CPAP systems differed during both static and simulated breathing pressure measurements. With the threshold resistor CPAP, measured pressure levels were close to the preset CPAP level. Static pressure decreased 0.71 ± 0.35 cm H2O, at CPAP 10 cm H2O, comparing ground level and 35 kft. With the flow resistor CPAP, as the altitude increased CPAP produced pressure levels increased. At 35 kft, the increase was 5.13 ± 0.33 cm H2O at CPAP 10 cm H2O. DISCUSSION: The velocity of airflow through the flow resistor CPAP device is strongly influenced by reduced ambient air pressure leading to a higher delivered CPAP effect than the preset CPAP level. Threshold resistor CPAP devices seem to have robust performance regardless of altitude. Thus, the threshold resistor CPAP device is probably more appropriate for CPAP treatment in an air ambulance cabin, where ambient pressure will vary during patient transport.

Place, publisher, year, edition, pages
Aerospace Medical Association, 2014
Keywords
continuous positive airway pressure, air ambulance, threshold resistor, flow resistor, bench study
National Category
Anesthesiology and Intensive Care
Identifiers
urn:nbn:se:umu:diva-93675 (URN)10.3357/ASEM.4013.2014 (DOI)000343642500004 ()25329941 (PubMedID)2-s2.0-84910088888 (Scopus ID)
Available from: 2014-09-30 Created: 2014-09-30 Last updated: 2023-05-02Bibliographically approved

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