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CIPHE: A Framework for Document Cluster Interpretation and Precision from Human Exploration
Umeå University, Faculty of Science and Technology, Department of Computing Science. (Foundations of Language Processing)ORCID iD: 0000-0002-4366-7863
Aeterna Labs, Sweden.ORCID iD: 0000-0001-6601-5190
Umeå University, Faculty of Science and Technology, Department of Computing Science. (Foundations of Language Processing)ORCID iD: 0000-0001-7349-7693
2024 (English)In: Proceedings of the 4th international conference on natural language processing for digital humanities / [ed] Mika Hämäläinen; Emily Öhman; So Miyagawa; Khalid Alnajjar; Yuri Bizzoni, Association for Computational Linguistics, 2024, p. 536-548Conference paper, Published paper (Refereed)
Abstract [en]

Document clustering models serve unique application purposes, which turns model quality into a property that depends on the needs of the individual investigator. We propose a framework, Cluster Interpretation and Precision from Human Exploration (CIPHE), for collecting and quantifying human interpretations of cluster samples. CIPHE tasks survey participants to explore actual document texts from cluster samples and records their perceptions. It also includes a novel inclusion task that is used to calculate the cluster precision in an indirect manner. A case study on news clusters shows that CIPHE reveals which clusters have multiple interpretation angles, aiding the investigator in their exploration.

Place, publisher, year, edition, pages
Association for Computational Linguistics, 2024. p. 536-548
Keywords [en]
document clustering, topic modeling, clustering, human evaluation, CIPHE, news articles
National Category
Natural Language Processing
Research subject
computational linguistics
Identifiers
URN: urn:nbn:se:umu:diva-231697Scopus ID: 2-s2.0-85216576924ISBN: 979-8-89176-181-0 (electronic)OAI: oai:DiVA.org:umu-231697DiVA, id: diva2:1912204
Conference
4th International Conference on Natural Language Processing for Digital Humanities, Miami, USA, November 15-16, 2024
Available from: 2024-11-11 Created: 2024-11-11 Last updated: 2025-04-02Bibliographically approved
In thesis
1. Evaluating document clusters through human interpretation
Open this publication in new window or tab >>Evaluating document clusters through human interpretation
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Alternative title[sv]
Utvärdering av dokumentkluster genom mänsklig tolkning
Abstract [en]

Document clustering is a technique for organizing and discovering patterns in large collections of text, often used in applications such as news aggregation and contextual advertising. An example is the automatic grouping of news articles by theme, which is the focus of this thesis. For a clustering to be successful, typically the resulting clusters need to appear interpretable and coherent to a human. However, there is a lack of efficient methods to reliably assess the quality of a clustering in terms of human-perceived coherence, which is essential for ensuring its usefulness in real-world applications.

To address the lack of evaluation methods for document clustering focusing on human interpretation, we introduced Cluster Interpretation and Precision from Human Exploration (CIPHE). CIPHE tasks human evaluators to explore document samples from a cluster and collects their interpretation. The interpretation is collected through a standardized survey and then processed with the framework metrics to yield the cluster precision and characteristics. This thesis presents and discusses the development process of CIPHE. The feasibility of performing the exploratory tasks of CIPHE in a crowdsourcing environment was investigated, which resulted in insights on how to formulate instructions. Additionally, CIPHE was confirmed to identify characteristics other than the main theme such as the negative emotional response.

CIPHE was paired with a standard clustering pipeline to evaluate its capabilities and limitations. The pipeline is widely applied for its adaptability and conceptual simplicity, and also being part of the popular topic model BERTopic. The empirical results of applying CIPHE suggest that the pipeline, when integrated with a Transformer-based language model, generally yields coherent clusters.

Additionally, topic models have a similar aim as document clustering which is to automate the corpus processing and present the underlying themes to a human. Topic modeling has rich research on the human interpretation of topic coherence. In the thesis, the human interpretation collected with CIPHE was related to established research in topic coherence. Specifically, the human interpretation collected with CIPHE was used to highlight limitations with the keyword representations that topic coherence evaluation relies on.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2025. p. 44
Series
Report / UMINF, ISSN 0348-0542 ; 25.03
Keywords
document clustering, topic modeling, information retrieval, human evaluation, human-in-the-loop, news clustering, natural language processing, topic coherence, human interpretation
National Category
Natural Language Processing
Research subject
Computer Science
Identifiers
urn:nbn:se:umu:diva-236295 (URN)9789180706469 (ISBN)9789180706476 (ISBN)
Public defence
2025-04-03, Lindellhallen 3 (UB.A.230), Samhällsvetarhuset, Umeå, 13:15 (English)
Opponent
Supervisors
Funder
Swedish Foundation for Strategic Research, ID19-0055
Available from: 2025-03-13 Created: 2025-03-10 Last updated: 2025-03-12Bibliographically approved

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Eklund, AntonDrewes, Frank

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Citation style
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