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Rolling the wheels of collaboration: tobacco control policy development and alcohol policy implementation in Zambia
Umeå University, Faculty of Medicine, Department of Epidemiology and Global Health.
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Background: In many low-and middle-income countries, tobacco smoking andharmful alcohol consumption are major public health threats that are inadequatelyaddressed at the policy level. For example, efforts to formulate a comprehensivetobacco control policy have been on going in Zambia for close to 12 years, but thecountry has still not yet been able to finalise one. While Zambia adopted an alcoholpolicy in 2018, its implementation remains a huge challenge. This thesis sought toenhance understanding of the context and the collaborative dynamics in the Zambiatobacco control and alcohol policy processes. In particular, it aimed (i) to determinethe extent and sociodemographic determinants of tobacco smoking and harmfulalcohol consumption (Sub-study 1); (ii) to explore and explain the role of principledengagement and shared motivation in the delayed tobacco control policy (Sub-study2); and (iii) to unpack factors that shaped the capacity for joint action in theimplementation of the alcohol policy (Sub-study 3).

Methods: This was an embedded mixed-methods study that comprised a acrosssectionalstudy based on the Word Health Organization STEPs population-basedsurvey of 4302 individuals (Sub-study 1) and two policy case studies – the tobaccocontrol policy development (Sub-study 2) and the alcohol policy implementation(Sub-study 3). Sub-study 2 used key informant interviews data collected from 27tobacco control policy stakeholders across several government sectors, civil society,and an international organisation. The data was supplemented with a documentreview of tobacco laws and policies in Zambia. Regarding Sub-study 3, 25 keyinformant interviews were conducted with members of the National Alcohol PolicyImplementation Coordination Committee. The quantitative data were analysedusing log binomial regression while thematic analysis was applied to the interviewdata.

Results: For the context, Sub-study 1 showed substantial disparities in daily tobaccosmoking and binge drinking between men and women. There was a higherprevalence of smoking in men, older adults, and those with the lowest educationlevel, while binge drinking was more prevalent in men and urban residents. Substudies2 and 3 revealed several system level factors that affected the collaborationin the tobacco control policy process, including interference from the tobaccoindustry, contradictory laws that incentivise tobacco production and weakenforcement of subsidiary tobacco control laws. Further, the systemic issuesaffecting collaboration in implementation of the alcohol policy comprised theframing of alcohol as an economic issue, the weak regulation of illicit alcoholvproduction and the sociocultural acceptance of harmful alcohol consumptionbehaviours. According to Sub-study 2, the collaborative dynamics of principledengagement and shared motivation in the tobacco control policy process have beenconstrained by ineffective communication, mistrust, limited evidence, the absenceof community advocacy and the lack of authority among sector representatives. Substudy3 revealed that the alcohol policy is generally recognised as a framework forstakeholder action targeting the control of harmful alcohol consumption. However,weak coordination and resource challenges among implementing agencies haveundermined their capacity for joint action, ultimately impeding the implementationof this policy.

Conclusion: The higher prevalence of tobacco smoking and binge drinking amongsub-groups such as men, older adults, those with the lowest education level andurban residents calls for targeted strategies in collaborative efforts to addresstobacco and alcohol. Several policy and legal issues affect the development of thetobacco control policy, while the collaborative dynamics are fraught with challengesthat threaten critical collaborative outcomes such as trust, commitment andlegitimacy. Thus, embracing practices that seek to foment trust, understanding, andlegitimacy among key government sectors may go a long way in acceleratingcollaboration in the tobacco control policy process. Furthermore, enhancing thecollaborative efforts to implement the alcohol policy will require strengthening thecapacity for joint action by overcoming coordination and resource challenges amongimplementing agencies.

Place, publisher, year, edition, pages
Umeå University, 2025. , p. 82
Series
Umeå University medical dissertations, ISSN 0346-6612 ; 2350
Keywords [en]
Alcohol policy, binge drinking, collaboration, principled engagement, shared motivation, tobacco policy, tobacco smoking, Zambia
National Category
Public Health, Global Health and Social Medicine
Research subject
Public health
Identifiers
URN: urn:nbn:se:umu:diva-237118ISBN: 978-91-8070-650-6 (print)ISBN: 978-91-8070-651-3 (electronic)OAI: oai:DiVA.org:umu-237118DiVA, id: diva2:1949482
Public defence
2025-04-29, NUS By 5B, plan 3, Rum Alicante, Norrlands universitetssjukhus, Umeå, 09:00 (English)
Opponent
Supervisors
Note

För att delta digitalt via Zoom:

https://umu.zoom.us/j/66054967693

Available from: 2025-04-08 Created: 2025-04-02 Last updated: 2025-04-04Bibliographically approved
List of papers
1. Sociodemographic factors associated with daily tobacco smoking and binge drinking among Zambians: evidence from the 2017 STEPS survey
Open this publication in new window or tab >>Sociodemographic factors associated with daily tobacco smoking and binge drinking among Zambians: evidence from the 2017 STEPS survey
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2022 (English)In: BMC Public Health, E-ISSN 1471-2458, Vol. 22, no 1, article id 205Article in journal (Refereed) Published
Abstract [en]

Background: The burden of disease attributable to tobacco smoking and harmful alcohol consumption poses a major threat to sustainable development in most low- and middle-income countries. However, evidence on tobacco use and harmful alcohol consumption to inform context-specific interventions addressing these harmful social behaviours is limited in the African context. This study aimed to determine the sociodemographic factors associated with daily tobacco smoking and binge drinking in Zambia.

Methods: The study stems from nationwide population-based representative survey data collected using the World Health Organization’s STEPwise approach for non-communicable disease risk factor surveillance in 2017 among 18–69-year-old Zambians. The main outcomes were daily tobacco smoking and binge drinking, and the demographic and socioeconomic variables included sex, marital status, age, residence, level of education and occupation. Prevalence ratios (PR) were calculated using log-binomial regression analysis.

Results: Overall, 4302 individuals (weighted percentage 49.0% men and 51.0% women) participated in the survey. The prevalence of daily tobacco smoking was 9.0%, and 11.6% of participants engaged in binge drinking, both of which were higher among men than women (17.1% vs. 1.3% and 18.6% vs. 5.3%, respectively). The adjusted prevalence of daily tobacco smoking was 14.3 (95% CI: 9.74-21.01) times higher in men than women, and 1.44 (95% CI 1.03-1.99) times higher in the > 45-year-old group compared to the 18–29-year-old group. Significant positive associations with daily tobacco smoking were found among those with no education 2.70 (95% CI 1.79- 4.07) or primary education 1.86 (95% CI 1.22-2.83) compared to those with senior secondary or tertiary education. The adjusted prevalence of daily tobacco smoking was 0.37 times lower (95% CI 0.16-0.86) among students and homemakers compared to employed participants. The adjusted prevalence of binge drinking was 3.67 times higher (95% CI 2.83-4.76) in men than in women. Significantly lower adjusted prevalences of binge drinking were found in rural residents 0.59 (95% CI: 0.46-0.77) compared to urban residents and in students/homemakers 0.58 (95% CI: 0.35-0.94) compared to employed participants.

Conclusion: This study shows huge differences between men and women regarding tobacco smoking and binge drinking in Zambia. A high occurrence of tobacco smoking was observed among men, older members of society and those with lower levels of education, while binge drinking was more common in men and in those living in urban areas. There is a need to reshape and refine preventive and control interventions for tobacco smoking and binge drinking to target the most at-risk groups in the country.

Place, publisher, year, edition, pages
BioMed Central, 2022
Keywords
Alcohol, Binge drinking, Socioeconomic, Tobacco, Zambia
National Category
Public Health, Global Health and Social Medicine
Research subject
Public health
Identifiers
urn:nbn:se:umu:diva-192499 (URN)10.1186/s12889-022-12594-2 (DOI)000750504700005 ()35101017 (PubMedID)2-s2.0-85123973930 (Scopus ID)
Funder
Familjen Erling-Perssons Stiftelse
Available from: 2022-02-15 Created: 2022-02-15 Last updated: 2025-04-02Bibliographically approved
2. The role of principled engagement in public health policymaking: the case of Zambia’s prolonged efforts to develop a comprehensive tobacco control policy
Open this publication in new window or tab >>The role of principled engagement in public health policymaking: the case of Zambia’s prolonged efforts to develop a comprehensive tobacco control policy
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2023 (English)In: Global Health Action, ISSN 1654-9716, E-ISSN 1654-9880, Vol. 16, no 1, article id 2212959Article in journal (Refereed) Published
Abstract [en]

Background: The Framework Convention on Tobacco Control (FCTC) requires countries to develop and implement multi-sectoral tobacco control strategies, including policies and legislation. Zambia, potentially faced by a rising problem of tobacco smoking, signed the FCTC in 2008 but has been unable to enact a tobacco policy for over a decade.

Objective: This study explores the role of ‘principled engagement’, a key element of the theoretical framework for collaborative governance, in Zambia’s delayed success to develop a comprehensive tobacco control policy.

Methods: This was a qualitative case study of key stakeholders in the collaborative process of trying to develop a tobacco policy in Zambia. Participan-ts were sampled from across various sectors, including government departments and civil society, comprising anti-tobacco activists and researchers. A total of 27 key informant interviews were undertaken. We supplemented the interview data with a document review of relevant policies and legislation. Data were analysed using thematic analysis.

Results: Several factors hindered efforts to attain principled engagement, including the adverse legal and socioeconomic environment in which the collaborative regime evolves; poor planning of meetings and frequent changes in tobacco focal point persons; lack of active and meaningful participation; and communication challenges among the key stakeholders. These collaborative dynamics, coupled with the opposition to tobacco control efforts from within some government departments, revealed the inadequacy of the current collaborative governance regime to facilitate enactment of a comprehensive tobacco control policy in Zambia.

Conclusion: Efforts to develop a comprehensive tobacco control policy in Zambia will require addressing challenges such as disagreements, communication, and leadership at engagement level across interested sectors. We further argue that principled engagement has a greater role to play in unlocking these efforts and should therefore be embraced by those entrusted to lead the process to develop tobacco policy in Zambia.

Place, publisher, year, edition, pages
Taylor & Francis, 2023
Keywords
Collaborative governance, policy process, principled engagement, tobacco control, Zambia
National Category
Public Health, Global Health and Social Medicine
Identifiers
urn:nbn:se:umu:diva-208846 (URN)10.1080/16549716.2023.2212959 (DOI)000993236800001 ()37212391 (PubMedID)2-s2.0-85159772172 (Scopus ID)
Funder
Familjen Erling-Perssons Stiftelse
Available from: 2023-06-01 Created: 2023-06-01 Last updated: 2025-04-02Bibliographically approved
3. Collaborative dynamics and shared motivation: exploring tobacco control policy development in Zambia
Open this publication in new window or tab >>Collaborative dynamics and shared motivation: exploring tobacco control policy development in Zambia
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2024 (English)In: Health Policy and Planning, ISSN 0268-1080, E-ISSN 1460-2237, Vol. 39, no Supplement_2, p. i19-i28Article in journal (Refereed) Published
Abstract [en]

In Zambia, efforts to produce a tobacco control policy have stalled for over a decade, and the country is not yet close to developing one. Limited studies have explored the dynamics in this policy process and how they affect the attainment of policy goals and outcomes. This study explored how collaborative dynamics within tobacco control policy development shaped shared motivation among stakeholders in Zambia. The study used a qualitative case study design that adopted a collaborative governance lens, comprising an in-depth exploration of the tobacco control policy working group meetings and their internal collaborative dynamics. The integrative framework for collaborative governance, which identifies mutual trust, mutual understanding, internal legitimacy and shared commitment as key elements of shared motivation, was adapted for this study. Data were collected from 27 key informants and analysed using thematic analysis. Several collaborative dynamics thwarted mutual trust among tobacco control stakeholders, including concerns about associated loyalties, fear of a ban on tobacco production, silo-mentality and lack of comprehensive dialogue. All stakeholders agreed that the limited sharing of information on tobacco control and the lack of reliable local evidence on the tobacco burden hindered mutual understanding. Diverse factors hampered internal legitimacy, including sector representatives’ lack of authority and the perceived lack of contextualization of the proposed policy content. Acknowledgement of the need for multisectoral action, lack of political will from other sectors and limited local allocation of funds to the process were some of the factors that shaped shared commitment. To accelerate the development of tobacco control policies in Zambia and elsewhere, policymakers must adopt strategies founded on shared motivation that deliberately create opportunities for open discourse and respectful interactions, promote a cultural shift towards collaborative information sharing and address unequal power relations to enable shaping of appropriate tobacco control actions in respective sectors.

Place, publisher, year, edition, pages
Oxford University Press, 2024
Keywords
collaboration, commitment, legitimacy, shared motivation, Tobacco policy, trust, Zambia
National Category
Public Health, Global Health and Social Medicine
Identifiers
urn:nbn:se:umu:diva-232781 (URN)10.1093/heapol/czae042 (DOI)39552339 (PubMedID)2-s2.0-85209749279 (Scopus ID)
Funder
Familjen Erling-Perssons Stiftelse
Available from: 2024-12-18 Created: 2024-12-18 Last updated: 2025-04-02Bibliographically approved
4. Inertia or unanticipated bottlenecks?: exploring stakeholder perspectives on the implementation determinants of the national alcohol policy five years post-enactment in Zambia
Open this publication in new window or tab >>Inertia or unanticipated bottlenecks?: exploring stakeholder perspectives on the implementation determinants of the national alcohol policy five years post-enactment in Zambia
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Background: Alcohol use accounts for a huge proportion of the global burden of disease, and many countries grapple with its severe negative social and health consequences. In 2018, Zambia adopted a national alcohol policy with the aim to reduce the prevalence and impact of harmful alcohol use. However, five years post-adoption, the policy implementation has been slow. This study sought to explore the implementation determinants of the national alcohol policy five years post-enactment in Zambia.

Methods: We employed an exploratory qualitative case study using data collected from 25 in-depth interviews targeting government ministries, civil society, and agencies responsible for enforcing the alcohol policy. We applied both inductive and deductive manifest thematic analysis using Bullock’s analytical framework for understanding the determinants of implementing evidence-based policies.

Results: The alcohol policy provided a comprehensive framework for action, yet its policy directives remained unclear. A restructured policy coordination committee rejuvenated the momentum to implement the policy. However, weak collaboration between the council and state police hampered the enforcement of alcohol laws. Implementing agencies faced obstacles such as lack of financial and human resources, absence of rehabilitation services, and misapplication of alcohol selling licences. Further, community indifference, inaction, and resistance to alcohol control laws affected the policy implementation. The socio-political environment contributed to implementation challenges through framing alcohol as an economic development issue and culturally tolerating harmful alcohol use. Additionally, changes in government affected policy ownership while unregulated illicit alcohol production and the sale of traditional and imported spirits further hampered the implementation of the policy.

Conclusion: Overcoming implementation hurdles for contentious health policies demands comprehensive strategies such as engaging communities, challenging cultural norms, strategically assigning funding, and fostering collaboration among implementing agencies. In the case of Zambia's national alcohol policy, this may take the form of leveraging enablers such as stakeholder recognition of the policy framework and the restructured committee for the coordination of policy implementation, now under local government oversight. Key actions should include empowering local government to enforce measures to reduce unregulated alcohol availability and ensure adequate resource allocation for alcohol control activities among implementation agents, including those providing treatment and rehabilitation services.

Keywords
alcohol policy, implementation, determinants, Zambia
National Category
Health Sciences
Identifiers
urn:nbn:se:umu:diva-237114 (URN)
Available from: 2025-04-02 Created: 2025-04-02 Last updated: 2025-04-02Bibliographically approved

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