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Carotid near-occlusion: diagnostics, pathophysiology and risk of recurrent ipsilateral ischemic stroke
Umeå University, Faculty of Medicine, Department of Clinical Sciences, Neurosciences.ORCID iD: 0000-0002-0560-3578
2025 (English)Doctoral thesis, comprehensive summary (Other academic)Alternative title
Karotissubocklusion : diagnostik, patofysiologi och risk för återinsjuknande i ipsilateral ischemisk stroke (Swedish)
Abstract [en]

Background and aims: Symptomatic carotid stenosis cause approxi-mately 15% of all ischemic stroke. Carotid near-occlusion (CNO) is a severe carotid stenosis causing a diameter reduction (collapse) in the distal internal carotid artery (ICA). CNO accounts for approximatelyone-third of cases with symptomatic carotid stenosis. Despite its clinical relevance, CNO remains as an understudied condition in terms of diagnostics, pathophysiology and risk of recurrent stroke.

The overall aim of this thesis is to advance the understanding of underlying pathophysiology behind stroke in CNO, targeting a potentially embolic mechanism. Moreover, we aim to evaluate the short-term risk of strokeand the accuracy of radiologists in identifying CNO using computed tomography angiography (CTA).

Methods: We conducted four studies using retrospective and prospective data from the “Transatlantic Carotid Near-Occlusion Study cohort” (TACNOS) and the “Umeå Carotid Cohort” (UCC). In the TACNOS cohort,we retrospectively reviewed medical records to assess short-term risk ofrecurrent ipsilateral ischemic stroke (study I) and routine CTA reports to evaluate the diagnostic accuracy of radiologists in identifying CNO on routine CTA (study II). In the UCC cohort, we prospectively assessed theincidence of microembolic signals (MES) on transcranial Doppler (TCD) distal to symptomatic CNO (study III), as a biomarker of embolic mechanism. By use of pooled TACNOS and UCC data, we further investigatedthe potentially embolic mechanism in CNO (study IV), by assessing the prevalence of ipsilateral intracranial medium- or large-vessel occlusions, defined as “ipsilateral presumed embolic vessel occlusions” (iPEVO) on CTA among patients with symptomatic CNO.iv

Results: In study I, 99 of 365 included patients had CNO (42 with full collapse and 57 without full collapse). The 90-day risk of recurrent ipsi-lateral ischemic stroke was 30% in symptomatic CNO with full collapse, 22% in symptomatic CNO without full collapse, compared to 15% in symptomatic conventional ≥50% carotid stenosis (p = 0.012). In study II, routine CTA interpretation by radiologists showed strikingly low diagnostic accuracy for carotid near-occlusion, with sensitivity of only 8-22%.

Of 109 cases with TCD-recordings from the UCC cohort, MES incidencein study III was at least similarly high in symptomatic CNO (46%) compared to symptomatic conventional ≥50% carotid stenosis (27%; p = 0.08) and significantly higher than asymptomatic ≥50% carotid stenosis (6%; p = 0.005). Out of 124 cases with CTA on the same day following stroke onset, the prevalence of iPEVO in study IV was higher in symptomatic CNO with full collapse (89%) and without full collapse (44%) than symptomatic conventional ≥50% carotid stenosis (10%; p < 0.001).

Conclusions: CNO is underrecognized in Sweden. The high short-term risk of recurrent stroke in CNO highlights the urgent need for enhanced education and diagnostic radiological methods. An embolic mechanism behind stroke in CNO appears central, the next key step should be to understand the potential role of concurrent hemodynamic factors to guide future treatment strategies.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2025. , p. 76
Series
Umeå University medical dissertations, ISSN 0346-6612 ; 2351
Keywords [en]
stroke, carotid near-occlusion, carotid stenosis, intracranial large-vessel occlusion, mechanism, pathophysiology, embolism.
National Category
Neurology
Identifiers
URN: urn:nbn:se:umu:diva-238316ISBN: 978-91-8070-629-2 (electronic)ISBN: 978-91-8070-628-5 (print)OAI: oai:DiVA.org:umu-238316DiVA, id: diva2:1955784
Public defence
2025-05-30, Hörsal B, 9 trappor, Byggnad 1 D, Norrlands universitetssjukhus, Umeå, 09:00 (Swedish)
Opponent
Supervisors
Available from: 2025-05-09 Created: 2025-04-30 Last updated: 2025-05-05Bibliographically approved
List of papers
1. Symptomatic carotid near-occlusion causes a high risk of recurrent ipsilateral ischemic stroke
Open this publication in new window or tab >>Symptomatic carotid near-occlusion causes a high risk of recurrent ipsilateral ischemic stroke
2020 (English)In: Journal of Neurology, ISSN 0340-5354, E-ISSN 1432-1459, Vol. 267, p. 522-530Article in journal (Refereed) Published
Abstract [en]

Objective: To assess the risk of recurrent ipsilateral ischemic stroke in patients with symptomatic near-occlusion with and without full collapse.

Methods: Included were consecutive patients eligible for revascularization, grouped into symptomatic conventional ≥ 50% carotid stenosis (n = 266), near-occlusion without full collapse (n = 57) and near-occlusion with full collapse (n = 42). The risk of preoperative recurrent ipsilateral ischemic stroke was analyzed, or, for cases not revascularized within 90 days, 90-day risk was analyzed.

Results: The risk of a preoperative recurrent ipsilateral ischemic stroke or ipsilateral retinal artery occlusion was 15% (95% CI 9–20%) for conventional ≥ 50% stenosis, 22% (95% CI 6–38%) among near-occlusion without full collapse and 30% (95% CI 16–44%) among near-occlusion with full collapse (p = 0.01, log rank test). In multivariate analysis, near-occlusion with full collapse had a higher risk of recurrent ipsilateral ischemic stroke (adjusted HR 2.6, 95% CI 1.3–5.3) and near-occlusion without full collapse tended to have a higher risk (adjusted HR 2.0, 95% CI 0.9–4.5) than conventional ≥ 50% stenosis. Only 24% of near-occlusion with full collapse underwent revascularization, common causes for abstaining were misdiagnosis as occlusion (31%), deemed surgically unfeasible (21%) and low perceived benefit (10%).

Conclusions: Symptomatic carotid near-occlusion has a high short-term risk of recurrent ipsilateral ischemic stroke, especially near-occlusion with full collapse.

Place, publisher, year, edition, pages
Springer, 2020
Keywords
Stroke, Neurology, Carotid stenosis, Large vessel disease
National Category
Radiology, Nuclear Medicine and Medical Imaging Public Health, Global Health and Social Medicine
Identifiers
urn:nbn:se:umu:diva-165319 (URN)10.1007/s00415-019-09605-5 (DOI)000495042800003 ()31701329 (PubMedID)2-s2.0-85074829357 (Scopus ID)
Available from: 2019-12-03 Created: 2019-12-03 Last updated: 2025-05-05Bibliographically approved
2. Carotid near-occlusion is often overlooked when CT angiography is assessed in routine practice
Open this publication in new window or tab >>Carotid near-occlusion is often overlooked when CT angiography is assessed in routine practice
2020 (English)In: European Radiology, ISSN 0938-7994, E-ISSN 1432-1084, Vol. 30, no 5, p. 2543-2551Article in journal (Refereed) Published
Abstract [en]

Objective: Assess the sensitivity and specificity of computed tomography angiography (CTA) for carotid near-occlusion diagnosis interpreted in clinical practice against expert assessment.

Methods: CTAs were graded by two expert interpreters for near-occlusion. Findings were compared with clinical reports in 383 consecutive cases with symptomatic ≥ 50% carotid stenosis. In addition, 14 selected CTA exams (8 near-occlusions and 6 controls) were analyzed in a national effort by 13 radiologists experienced with carotid CTA.

Results: In clinical practice, imaging reports were 20% (95% CI 12–28%) sensitive for near-occlusion, ranging 0–58% between different radiologists; specificity was 99%. Among the 13 radiologists reviewing the same 8 near-occlusions, the average sensitivity was 8%, ranging 0–75%; specificity was 100%.

Conclusions: Carotid near-occlusion is systematically under-reported in clinical routine practice, caused by limited application of grading criteria when assessing CTA.

Place, publisher, year, edition, pages
Springer, 2020
Keywords
Carotid stenosis, Computed tomography angiography, Stroke
National Category
Radiology, Nuclear Medicine and Medical Imaging
Identifiers
urn:nbn:se:umu:diva-168874 (URN)10.1007/s00330-019-06636-4 (DOI)000515700300010 ()32006173 (PubMedID)2-s2.0-85083545236 (Scopus ID)
Funder
Knut and Alice Wallenberg FoundationRegion Västerbotten
Available from: 2020-03-19 Created: 2020-03-19 Last updated: 2025-05-05Bibliographically approved
3. Incidence of microembolic signals on transcranial doppler among patients with symptomatic carotid near occlusion
Open this publication in new window or tab >>Incidence of microembolic signals on transcranial doppler among patients with symptomatic carotid near occlusion
Show others...
2025 (English)In: European Journal of Vascular and Endovascular Surgery, ISSN 1078-5884, E-ISSN 1532-2165, Vol. 69, no 4, p. 522-530Article in journal (Refereed) Published
Abstract [en]

Objective: It is unclear whether ischaemic stroke among patients with symptomatic carotid near occlusion is caused by an embolic or haemodynamic mechanism. An embolic mechanism can be reflected by the occurrence of microembolic signals (MES) on transcranial Doppler. This study aimed to compare the incidence of MES between patients with symptomatic near occlusion, symptomatic conventional ≥ 50% stenosis, and asymptomatic ≥ 50% stenosis.

Methods: This cross sectional study included patients with ≥ 50% symptomatic or asymptomatic carotid stenosis. The degree of stenosis was assessed with computed tomography angiography, where near occlusion was diagnosed by feature interpretation. Symptomatic was defined as ipsilateral events within six months. Occurrence of MES was recorded bilaterally in the middle cerebral artery for 30 minutes with transcranial Doppler.

Results: A total of 109 participants with ≥ 50% carotid stenosis were included, comprising 52 with symptomatic ≥ 50% conventional stenosis, 41 symptomatic near occlusion, and 16 asymptomatic ≥ 50% stenosis. The incidence of MES was 46% (19/41; 95% confidence interval [CI] 30 – 62%) among symptomatic near occlusion, 27% (14/52; 95% CI 14 – 39%) among symptomatic ≥ 50% conventional stenosis, and 6% (1/16; 95% CI 0 – 20%) among asymptomatic ≥ 50% carotid stenosis. The incidence of MES tended to be higher among symptomatic near occlusions compared with symptomatic ≥ 50% conventional stenoses (unadjusted odds ratio [OR] 2.3, 95% CI 1.0 – 5.6; p = .054), but was statistically significantly higher after adjustments (adjusted OR 3.9, 95% CI 1.4 – 10.7; p = .009). The MES incidence was higher among symptomatic near occlusions than asymptomatic ≥ 50% stenoses (p = .005).

Conclusion: Microembolic signals appear to be more prevalent in symptomatic near occlusions compared with both symptomatic conventional ≥ 50% carotid stenoses and asymptomatic conventional ≥ 50% carotid stenoses. These findings could reflect a possible embolic mechanism behind ischaemic stroke in symptomatic carotid near occlusion patients, but do not rule out concurrent haemodynamic mechanisms. Additional studies using various markers of both embolic and haemodynamic mechanisms are warranted.

Place, publisher, year, edition, pages
Elsevier, 2025
Keywords
Carotid artery disease, Carotid stenosis, Haemodynamics, Intracranial embolism, Near occlusion, Pathophysiology
National Category
Neurology
Identifiers
urn:nbn:se:umu:diva-233721 (URN)10.1016/j.ejvs.2024.11.012 (DOI)39551362 (PubMedID)2-s2.0-85212859511 (Scopus ID)
Funder
Knut and Alice Wallenberg FoundationSwedish Heart Lung FoundationThe Swedish Stroke AssociationThe Swedish Medical AssociationRegion Västra GötalandRegion Västerbotten
Available from: 2025-01-09 Created: 2025-01-09 Last updated: 2025-05-05Bibliographically approved
4. Medium- and large-vessels occlusions are common in patients with carotid near-occlusion presenting with ischemic stroke
Open this publication in new window or tab >>Medium- and large-vessels occlusions are common in patients with carotid near-occlusion presenting with ischemic stroke
Show others...
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Background: Carotid near-occlusion is the most severe form of carotid stenosis, where a critical stenosis leads to distal internal artery (ICA) collapse. While embolism is the primary mechanism in conventional ≥50% carotid stenosis, stroke pathophysiology in carotid near-occlusion remains uncertain. This study aimed to investigate the potential embolic mechanism in carotid near-occlusion by assessing the prevalence of ipsilateral intracranial medium- and large-vessel occlusions.

Methods: We retrospectively analyzed patients with symptomatic ≥50% carotid stenosis who underwent computed tomography angiography (CTA) on the same day following stroke onset. Carotid near-occlusion was diagnosed using a feature-based approach categorized into with or without full collapse in distal ICA, based on the extent of luminal narrowing. The primary outcome was the presence of ipsilateral intracranial medium- or large-vessel occlusion, defined as “ipsilateral presumed embolic vessel occlusion” (iPEVO) in the terminal ICA bifurcation (T-occlusion), middle cerebral artery (M1-M3), or anterior cerebral artery (ACA).

Results: Among 124 participants with symptomatic ≥50% carotid stenosis, the prevalence of iPEVO was 89% in carotid near-occlusion with full collapse, 44% in carotid near-occlusion without full collapse and 10% in conventional ≥50% carotid stenosis (p < 0.001). The crude odds ratio (OR) for iPEVO was 73 (95% CI 17-297) for carotid near-occlusion with full collapse and 7 (95% CI 2-23) for carotid near-occlusion without full collapse. After adjusting for age, the adjusted OR was 89 (95% CI 18 – 454) for carotid near-occlusion with full collapse and 4.9 (95% CI 1.4-17.4) for carotid near-occlusion without full collapse. Prevalence of iPEVO was also correlated with the lumen diameter of stenosis and distal ICA lumen diameter.

Conclusion: Our findings of a high prevalence of iPEVO among carotid near-occlusion strongly support an embolic mechanism. This study challenges the traditional assumption of hemodynamic instability in carotid near-occlusion, as greater stenosis severity and distal collapse appeared to increase embolic prevalence.

 

Keywords
stroke, carotid near-occlusion, carotid stenosis, intracranial large-vessel occlusion, mechanism, pathophysiology, embolism
National Category
Neurology
Research subject
Neurology
Identifiers
urn:nbn:se:umu:diva-238292 (URN)
Available from: 2025-04-30 Created: 2025-04-30 Last updated: 2025-04-30Bibliographically approved

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910111213141512 of 21
CiteExportLink to record
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