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Our forests, our cocoa, our future: the promise and performance of collaborative REDD+ governance arrangements in Ghana
Umeå University, Faculty of Social Sciences, Department of Political Science. (Environment and natural resource politics)ORCID iD: 0000-0001-6535-4668
2025 (English)Doctoral thesis, comprehensive summary (Other academic)Alternative title
Vår skog, vår kakao, vår framtid : REDD+ genom samarbetsstyrning som löfte och resultat i Ghana (Swedish)
Abstract [en]

Tropical forests are facing mounting pressures from deforestation, climate change, and biodiversity loss, resulting in increasingly complex conservation challenges worldwide. In response, “Reducing Emissions from Deforestation and Forest Degradation” (REDD+) emerged in 2007 under the United Nations Framework Convention on Climate Change as a pivotal climate mitigation strategy. Since its inception, REDD+ has evolved from small-scale pilot projects to broader jurisdictional and landscape-level approaches that emphasize collaboration among multiple stakeholders to align shared objectives, coordinate collective action, and balance competing land-use demands across social, environmental, and economic spheres, with the overarching goal of cutting greenhouse gas emissions while advancing sustainable development. However, implementing such collaborative programs in politically contested tropical forest landscapes, characterized by diverse stakeholders, competing claims, and entrenched power dynamics, presents significant governance challenges. Despite growing recognition of collaborative governance as essential to the success of such REDD+ programs, theoretical frameworks to guide their design and implementation in Global South contexts remain underexplored, leaving a critical knowledge gap in this rapidly evolving field.

This thesis addresses that gap by examining how collaborative governance arrangements are designed and function within cocoa forest landscapes in Ghana. Using qualitative research methods, this thesis integrates the Integrative Framework for Collaborative Governance (IFCG) with decentralization theory, creating a novel analytical lens that reveals the enabling conditions and constraints for cross-sector and multi-level coordination in contexts characterized by limited resources, tenure insecurity, competing land-use pressures, and corruption. The study focuses on the Ghana Cocoa Forest REDD+ Programme (GCFRP) as a critical case of collaborative environmental governance, comprising four interrelated papers. These papers investigate: (1) unravelling collaborative governance dynamics in subnational REDD+ implementation; (2) the impact of system context on the drivers for the emergence of REDD+ collaborative governance regimes; (3) evaluating the perceived process performance and policy outputs in collaborative REDD+ program design; and (4) interrogating the effects of institutional design on perceived local legitimacy in multi-level REDD+ governance settings.

The findings from these studies demonstrate that the system context of tropical deforestation acts as a strong catalyst for collaboration, as weak governance and capacity constraints intersect with urgent social and environmental crises to drive collective action. Second, institutional design is crucial for collaborative outcomes: inappropriate local institutional structures weaken perceived legitimacy, thereby affecting stakeholder acceptance and program support. Incorporating decentralization theory reveals critical gaps in the IFCG, which, developed mainly from cases in the Global North, emphasizes broad participation and voluntary cooperation. Meanwhile, this research shows that in Global South contexts, the representativeness of participating actors, their decision-making power, and accountability are key factors for successful collaboration. Overall, this thesis advances collaborative governance theory by highlighting the political dimensions and power dynamics involved in combating deforestation and by demonstrating that strategic engagement with capable actors and external climate finance can energize collective efforts and foster a shared vision for sustainable land use in contested tropical landscapes.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2025. , p. 121
Series
Statsvetenskapliga institutionens skriftserie, ISSN 0349-0831 ; 2025:1
Keywords [en]
Collaborative governance, Multi-level governance, Decentralization, Collaborative performance, Institutional design, Perceived legitimacy, REDD+ policy, Tropical deforestation, Global South, Qualitative methods, Ghana Cocoa Forest REDD+ Programme
National Category
Political Science
Identifiers
URN: urn:nbn:se:umu:diva-246409ISBN: 978-91-8070-833-3 (print)ISBN: 978-91-8070-834-0 (electronic)OAI: oai:DiVA.org:umu-246409DiVA, id: diva2:2013884
Public defence
2025-12-12, Lindellhallen 2, Biblioteksgränd 6, Umeå, 13:15 (English)
Opponent
Supervisors
Available from: 2025-11-21 Created: 2025-11-14 Last updated: 2025-11-17Bibliographically approved
List of papers
1. Reviewing key challenges to effective collaborative governance dynamics in subnational REDD+ implementation across the global south through the integrative framework for collaborative governance
Open this publication in new window or tab >>Reviewing key challenges to effective collaborative governance dynamics in subnational REDD+ implementation across the global south through the integrative framework for collaborative governance
(English)Manuscript (preprint) (Other academic)
National Category
Political Science
Research subject
police science
Identifiers
urn:nbn:se:umu:diva-246406 (URN)
Available from: 2025-11-14 Created: 2025-11-14 Last updated: 2025-11-17Bibliographically approved
2. Exploring system context contributing to emerging REDD+ collaborative governance regime in Ghana: stakeholders perceptions at the national level
Open this publication in new window or tab >>Exploring system context contributing to emerging REDD+ collaborative governance regime in Ghana: stakeholders perceptions at the national level
2025 (English)In: Environmental Management, ISSN 0364-152X, E-ISSN 1432-1009, Vol. 75, p. 505-523Article in journal (Refereed) Published
Abstract [en]

Since its emergence in 2007, the global mechanism for Reducing Emissions from Deforestation and Degradation in developing countries (REDD+) has raised hopes of providing cost-effective solutions to climate change. However, the design and implementation of REDD+ projects in many developing countries, including Ghana, have faced complex governance challenges. In recent years, a collaborative governance approach has been increasingly recommended for effective REDD+ implementation, but the impact of the dynamics of developing countries’ context on collaboration success remains unclear. Using Ghana’s Cocoa Forest REDD+ Programme (GCFRP) as a case study, this paper aims to increase our understanding of how the dynamics of developing countries’ context affect the drivers shaping the initiation of REDD+ collaborative regimes for transforming cocoa forest landscapes. Through qualitative content analysis of document reviews and semi-structured interviews with national program stakeholder groups, the results indicate that Ghana’s dynamic context facilitates collaboration on REDD+ implementation when stakeholders feel uncertain about the future availability of forest resources and recognize their interdependence in responding to such issues. Additionally, the findings of the study indicate that strong political will for change, along with strategic windows of opportunity created by REDD+ funding mechanisms, play a vital role in shaping consequential incentives essential for aligning stakeholder interests and fostering cross-sector leadership for initiating the REDD+ collaborative governance regime. While the applicability and limitations of the IFCG framework are discussed, further in-depth studies at project levels are crucial to understanding local stakeholders’ perspectives on the key elements necessary for successful collaboration.

Place, publisher, year, edition, pages
Springer Nature, 2025
Keywords
Collaborative governance, Drivers of collaboration, Ghana, Qualitative analysis, REDD+, System context
National Category
Environmental Sciences
Identifiers
urn:nbn:se:umu:diva-232257 (URN)10.1007/s00267-024-02085-y (DOI)001360236900001 ()39572478 (PubMedID)2-s2.0-85209724855 (Scopus ID)
Available from: 2024-11-29 Created: 2024-11-29 Last updated: 2025-11-14Bibliographically approved
3. Evaluating perceived process performance and outputs in the formation of a collaborative REDD+ governance program in Ghana
Open this publication in new window or tab >>Evaluating perceived process performance and outputs in the formation of a collaborative REDD+ governance program in Ghana
(English)Manuscript (preprint) (Other academic)
National Category
Political Science
Research subject
police science
Identifiers
urn:nbn:se:umu:diva-246407 (URN)
Available from: 2025-11-14 Created: 2025-11-14 Last updated: 2025-11-17Bibliographically approved
4. Institutional design and perceived local legitimacy in Ghana’s multi-level collaborative REDD+ governance
Open this publication in new window or tab >>Institutional design and perceived local legitimacy in Ghana’s multi-level collaborative REDD+ governance
(English)Manuscript (preprint) (Other academic)
National Category
Political Science
Research subject
police science
Identifiers
urn:nbn:se:umu:diva-246408 (URN)
Available from: 2025-11-14 Created: 2025-11-14 Last updated: 2025-11-17Bibliographically approved

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5678910118 of 12
CiteExportLink to record
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Citation style
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  • nn-NB
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Output format
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