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Which factors spur forest owners' collaboration over forest waters?
Umeå University, Faculty of Social Sciences, Department of Political Science. (Miljö- och naturresurspolitik, relationen stad-landsbygd, styrning och förvaltning)ORCID iD: 0000-0001-5582-9877
2018 (English)In: Forest Policy and Economics, ISSN 1389-9341, E-ISSN 1872-7050, Vol. 91, p. 54-63Article in journal (Refereed) Published
Abstract [en]

Collaborative river basin governance has been advocated both by research and legislation, while at the same time certain silvicultural practices are shown to lead to deteriorating water quality. In order for collaboration to be initiated, however, the majority of key stakeholders must be willing to participate. This paper investigates which factors at the local level are crucial for initiating collaboration over forest waters among individual private forest owners. For that purpose, a survey was sent out to all individual forest owners within a catchment area in northern Sweden. The survey was complemented by a qualitative analysis of in-depth interviews. The existence of several key preconditions for the initiation of collaboration was investigated, namely: low belief and cultural heterogeneity, information diffusion, perception of the problem, existing stores of social capital, interdependence, and leadership. The results show that although the context was one of low belief and cultural heterogeneity, individual private forest owners are not interested in collaborating for improved forest water unless they perceive the issue of water quality important enough to invest resources in collaboration. It also became clear that the diffusion of information about the problem is not reaching those stakeholders who are crucial for the commencement of collaboration. Moreover, those stakeholders do not recognise their interdependence on each other for resolving the issue and therefore the need for collaboration. Finally, initiating leadership was also found to be lacking, leading to the conclusion that to successfully implement policies requiring collaborative management of natural resources among highly empowered individual forest owners, those missing factors need to be addressed by the state.

Place, publisher, year, edition, pages
Elsevier, 2018. Vol. 91, p. 54-63
Keywords [sv]
Privata skogsägare, samverkan, skogsvattenförvaltning
National Category
Political Science (excluding Public Administration Studies and Globalisation Studies)
Research subject
political science
Identifiers
URN: urn:nbn:se:umu:diva-140596DOI: 10.1016/j.forpol.2017.09.002ISI: 000432763700007Scopus ID: 2-s2.0-85029228469OAI: oai:DiVA.org:umu-140596DiVA, id: diva2:1149157
Projects
Friskt vatten: samverkan för att minska skogsbrukets negativa inverkan på vattenkvalitet
Funder
Swedish Research Council Formas, 2013-1650
Note

Special issue: Taking stock of multiple environmental social sciences

Available from: 2017-10-13 Created: 2017-10-13 Last updated: 2023-03-23Bibliographically approved
In thesis
1. Forest water governance: challenges in cross-sectoral and multi-level collaboration
Open this publication in new window or tab >>Forest water governance: challenges in cross-sectoral and multi-level collaboration
2020 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Forests and water are highly interconnected with forestry practices negatively affecting forest water. In the last five decades, the Swedish state has enacted multiple policy changes and allocated significant resources towards the implementation of soft policy instruments to alleviate the effects on forest water. The European Union Water Framework Directive has further raised the legal requirements for water protection, including within the forest sector. However, these efforts have largely failed thus far. Forests and water are governed by two separate sectors, each with its own polycentric governance system and policy goals that are often conflicting. The governance mode of these systems is determined by a unique combination of policy instruments and a varying degree of centralisation depending on state involvement. Since governing forest water requires collaboration between the forest and water sector governance systems, it entails interplay between the two systems on different ecological scales. The aim of this thesis is to explore and explain the challenges related to the governance of a resource that requires cross-sectoral multi-level governance and to examine the role of the state in those interactions. The thesis includes a mix of quantitative (survey and aerial photographs) and qualitative (interviews, analysis of documents and meeting observations) research methods for investigating forest water governance across national, regional and local levels. Empirically, it involves four case studies analysing units embedded in the larger case – namely cross-sectoral governance of forest water.

The results show that within the current structure of Swedish forest water governance there is minimal cross-sectoral collaboration, with an exception being at the national level. Regional and local implementation of the outputs produced at national level relies mainly on the forest sector, with little to no coordination with water sector institutions at the regional district or river basin levels. Moreover, power asymmetries between the two sectors are transposed to the collaborative process which affects participants’ capacity to influence the governance of forest water. Since the studied cases show that most of the financial resources for forest water protection are provided top-down, the role of the state in initiating and maintaining collaboration is crucial. The thesis confirms previous research findings that water governance requires a more centralised polycentric governance system. Combining polycentric governance (including at the river basin scale) with centralised state-coordination is a potential solution to problems that require cross-sectoral and multi-level governance interplay. Further inquiry into cross-sectoral governance of natural resources could develop a better understanding of how coordination in polycentric governance systems at different ecological scales could be structured to mitigate policy goal conflicts across sectors and institutional levels, thus fostering more effective governance.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2020. p. 75
Series
Statsvetenskapliga institutionens skriftserie, ISSN 0349-0831 ; 2020:1
Keywords
Forest water, Governance, Cross-sectoral governance, Multi-level governance, Governance mode, Collaborative governance, Natural resource management, Environmental policy, Water Framework Directive
National Category
Political Science
Identifiers
urn:nbn:se:umu:diva-167747 (URN)978-91-7855-189-7 (ISBN)978-91-7855-190-3 (ISBN)
Public defence
2020-02-28, S213, Samhällsvetarhuset, Umeå, 13:15 (English)
Opponent
Supervisors
Available from: 2020-02-07 Created: 2020-02-03 Last updated: 2021-05-06Bibliographically approved

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Mancheva, Irina

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