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The role of legitimacy in the implementation of outputs from collaborativeprocesses: A national dialogue for forest water consideration in Sweden
Umeå University, Faculty of Social Sciences, Department of Political Science. (Miljö- och naturresurspolitik)ORCID iD: 0000-0001-5582-9877
2021 (English)In: Environmental Science and Policy, ISSN 1462-9011, E-ISSN 1873-6416, Vol. 120, no June, p. 42-52Article in journal (Refereed) Published
Abstract [en]

Governments are increasingly applying collaborative approaches even though little is known about how effectively the outputs are implemented. This empirical study used the ‘Soil and Water’ Working Group of the Dialogue for Nature Consideration in Sweden to investigate which aspects of legitimacy influence the implementation of collaborative outputs. It included document analysis, observation and 38 interviews with participants and representatives of implementing organisations. Despite being recommendations and lacking authoritative rule, the outputs from a collaborative process are implemented to a very high degree in educational and planning material all over Sweden. The forest sector’s general perception of the outputs as having high procedural, source-based and substantive legitimacy has been crucial to their extensive implementation.

Place, publisher, year, edition, pages
2021. Vol. 120, no June, p. 42-52
Keywords [en]
Collaborative governance; Dialogue process; Procedural, source-based and substantive legitimacy; Output implementation
National Category
Political Science
Identifiers
URN: urn:nbn:se:umu:diva-167745DOI: 10.1016/j.envsci.2021.02.004ISI: 000652746800005Scopus ID: 2-s2.0-85101887467OAI: oai:DiVA.org:umu-167745DiVA, id: diva2:1390723
Part of project
Healthy Waters: The role of collaborative governance to minimize negative forestry impact on water quality, Swedish Research Council Formas
Funder
Swedish Research Council Formas, 2013-1650Available from: 2020-02-03 Created: 2020-02-03 Last updated: 2023-09-05Bibliographically approved
In thesis
1. Forest water governance: challenges in cross-sectoral and multi-level collaboration
Open this publication in new window or tab >>Forest water governance: challenges in cross-sectoral and multi-level collaboration
2020 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Forests and water are highly interconnected with forestry practices negatively affecting forest water. In the last five decades, the Swedish state has enacted multiple policy changes and allocated significant resources towards the implementation of soft policy instruments to alleviate the effects on forest water. The European Union Water Framework Directive has further raised the legal requirements for water protection, including within the forest sector. However, these efforts have largely failed thus far. Forests and water are governed by two separate sectors, each with its own polycentric governance system and policy goals that are often conflicting. The governance mode of these systems is determined by a unique combination of policy instruments and a varying degree of centralisation depending on state involvement. Since governing forest water requires collaboration between the forest and water sector governance systems, it entails interplay between the two systems on different ecological scales. The aim of this thesis is to explore and explain the challenges related to the governance of a resource that requires cross-sectoral multi-level governance and to examine the role of the state in those interactions. The thesis includes a mix of quantitative (survey and aerial photographs) and qualitative (interviews, analysis of documents and meeting observations) research methods for investigating forest water governance across national, regional and local levels. Empirically, it involves four case studies analysing units embedded in the larger case – namely cross-sectoral governance of forest water.

The results show that within the current structure of Swedish forest water governance there is minimal cross-sectoral collaboration, with an exception being at the national level. Regional and local implementation of the outputs produced at national level relies mainly on the forest sector, with little to no coordination with water sector institutions at the regional district or river basin levels. Moreover, power asymmetries between the two sectors are transposed to the collaborative process which affects participants’ capacity to influence the governance of forest water. Since the studied cases show that most of the financial resources for forest water protection are provided top-down, the role of the state in initiating and maintaining collaboration is crucial. The thesis confirms previous research findings that water governance requires a more centralised polycentric governance system. Combining polycentric governance (including at the river basin scale) with centralised state-coordination is a potential solution to problems that require cross-sectoral and multi-level governance interplay. Further inquiry into cross-sectoral governance of natural resources could develop a better understanding of how coordination in polycentric governance systems at different ecological scales could be structured to mitigate policy goal conflicts across sectors and institutional levels, thus fostering more effective governance.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2020. p. 75
Series
Statsvetenskapliga institutionens skriftserie, ISSN 0349-0831 ; 2020:1
Keywords
Forest water, Governance, Cross-sectoral governance, Multi-level governance, Governance mode, Collaborative governance, Natural resource management, Environmental policy, Water Framework Directive
National Category
Political Science
Identifiers
urn:nbn:se:umu:diva-167747 (URN)978-91-7855-189-7 (ISBN)978-91-7855-190-3 (ISBN)
Public defence
2020-02-28, S213, Samhällsvetarhuset, Umeå, 13:15 (English)
Opponent
Supervisors
Available from: 2020-02-07 Created: 2020-02-03 Last updated: 2021-05-06Bibliographically approved

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fulltext(1875 kB)217 downloads
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Publisher's full textScopushttps://doi.org/10.1016/j.envsci.2021.02.004

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Mancheva, Irina

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CiteExportLink to record
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Citation style
  • apa
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  • de-DE
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More languages
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