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Voluntary agreements to protect private forests: a realist review
Umeå University, Faculty of Social Sciences, Department of Political Science.ORCID iD: 0000-0002-6902-6415
Umeå University, Faculty of Social Sciences, Department of Political Science.ORCID iD: 0000-0002-6845-5525
Umeå University, Faculty of Social Sciences, Department of Political Science.ORCID iD: 0000-0001-6546-5210
Finnish Environment Institute, Finland.
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2021 (English)In: Forest Policy and Economics, ISSN 1389-9341, E-ISSN 1872-7050, Vol. 128, article id 102457Article, review/survey (Refereed) Published
Abstract [en]

There is increasing political interest in the use of voluntary agreements (VA) as a policy instrument. The attraction has grown also in environmental policy, VAs are expected to be less costly, more effective and more cost-efficient than regulation. Using a realist review methodology, our analysis focuses on the effect of contextual factors and mechanisms on private forest owners' willingness to enter into formal voluntary nature conservation agreements. The framework we use to analyse the effects includes: forest owner characteristics, forest attributes, institutional context and process, advisors and other forest owners, and contract design, for contextual factors – and economic attitudes, environmental attitudes, sense of autonomy, sense of justice and fairness, trust as well as knowledge, for mechanisms. The analysis allowed merging findings from different types of VAs in varying contexts in a systematized way, and consolidating evidence of how the mechanisms influence the programme implementation process, and its outcome. 43 reviewed articles, from an originally retrieved set of 2231 papers, provide evidence for environmental attitudes supporting willingness to enter into an agreement. Environmental attitudes are strengthened by forest owners' wishes to protect a heritage, suggesting considerable influence through personal, emotional attachment to the forest. This finding shows the central role played by sense of autonomy, with economic compensation also importantly affecting the willingness to enter a VA. Along with these results, the developed comprehensive analytical framework shows how VAs can become more effective if tailored for different contexts and types of forest owners.

Place, publisher, year, edition, pages
Elsevier, 2021. Vol. 128, article id 102457
Keywords [en]
Realist review, Voluntary conservation agreements, Private forest owners
National Category
Political Science
Research subject
political science
Identifiers
URN: urn:nbn:se:umu:diva-174927DOI: 10.1016/j.forpol.2021.102457ISI: 000651357000014Scopus ID: 2-s2.0-85104060842OAI: oai:DiVA.org:umu-174927DiVA, id: diva2:1466279
Funder
The Royal Swedish Academy of Sciences, 150501-18043Mistra - The Swedish Foundation for Strategic Environmental Research
Note

Previously included in thesis in manuscript form, with title: "Voluntary agreements to protect private forests"

Available from: 2020-09-11 Created: 2020-09-11 Last updated: 2023-09-05Bibliographically approved
In thesis
1. The potential of systematic reviews in environmental social science: an analysis of its use to evaluate and inform policy
Open this publication in new window or tab >>The potential of systematic reviews in environmental social science: an analysis of its use to evaluate and inform policy
2020 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

There is common agreement that public policy should be formulated based onknowledge of how it works and makes impact. Both scientific knowledge andevaluations can contribute to environmental decision-making and play animportant role to inform policy development. Over the past two decades,systematic review (SR) methods have been proposed to contribute to thispurpose. SRs are literature reviews, using explicit methods for selecting andanalysing empirical data. This dissertation explores the opportunities andchallenges occurring when introducing SR methods into environmental socialscience. Two main research questions are answered: 1) What are theopportunities and challenges of applying SR methods to investigate policy issuesin general, and environmental policy issues in particular?; 2) How have SRs(process and product) been used to inform decision makers, how can they be usedand how can we understand such use?

To this end, I examine how other researchers have used the SR methods (articleI); how project managers, researchers and stakeholders view the usefulness of themethods (article II); I apply a specific SR method to a policy issue (article III);and discuss the relevance of the SR methods in general to political science (articleIV). Multiple methods and materials were used, including an overview ofliterature, a realist review and interviews with project managers, researchers, andstakeholders.

The findings can be summarised into four main points. Firstly, SR methods canbe used to evaluate environmental policy, but the challenges in applying themethods to social science policy research should be kept in mind. SR methodsprovide guidelines for how to make a literature review that is rigorous andmethodologically robust, with a number of benefits such as contributing with newempirical results and developing theory, methods and research design. At the same time, a number of challenges arise when they are to be applied to complexissues, heterogeneous research methods and data.

Secondly, methodological pluralism should be applied in SR. Given how socialscience research is conducted (with many different methods, both qualitative andquantitative) and which issues are examined (often complex), I advocatemethodological pluralism regarding what should be considered an SR method. Itshould include both qualitative and quantitative methods, without any hierarchybetween them.

Thirdly, there is need to nuance the theoretical understanding of how SRs areused and how they can be expected to be used. The findings suggest that bothvaggregative and configurative SRs will be used in different ways, including forinstrumental, conceptual and legitimising purposes. A more positive view oflegitimising use than what is often considered was revealed by the interviews,suggesting that legitimising use can also be helpful to inform policy.

Fourthly, two additional benefits of SR methods can be added in relation to whatresearchers can derive from these. This includes more systematic identificationof knowledge gaps and showing where the evidence is weak or contradictory. Bysearching for all available research and then applying strict criteria for whichstudies to include, SR can provide a clearer picture of what research is availableand not. Furthermore, the very process of conducting an SR means that theresearcher who performs it must be confronted with a wider range of literatureand be forced to study the quality of the studies in a way that is rarely done. Thiscan provide insights into the consequences of different method choices as well asto literature beyond the researchers’ own disciplinary focus.

Place, publisher, year, edition, pages
Umeå: Umeå University, 2020. p. 73
Series
Statsvetenskapliga institutionens skriftserie, ISSN 0349-0831 ; 2020:2
Keywords
Public policy evaluation, Environmental public policy, Systematic review methodology, Systematic review methods, Realist review; Evidence-based policy; Knowledge use, Inform policy making, Methodological pluralism, Voluntary agreements
National Category
Political Science
Identifiers
urn:nbn:se:umu:diva-174930 (URN)978-91-7855-359-4 (ISBN)978-91-7855-360-0 (ISBN)
Public defence
2020-10-09, Aula Biologica, Biologihuset, Umeå, 13:15 (English)
Opponent
Supervisors
Available from: 2020-09-18 Created: 2020-09-11 Last updated: 2020-09-30Bibliographically approved

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Miljand, MatildaBjärstig, ThereseEckerberg, KatarinaSandström, Camilla

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