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Author contributions and allocation of authorship credit: testing the validity of different counting methods in the field of chemical biology
Umeå universitet, Samhällsvetenskapliga fakulteten, Sociologiska institutionen.ORCID-id: 0000-0003-1836-557X
2023 (Engelska)Ingår i: Scientometrics, ISSN 0138-9130, E-ISSN 1588-2861, Vol. 128, s. 2737-2762Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

This paper explores the relationship between an author's position in the bylines of an article and the research contributions they have made to analyze the validity of five bibliometric counting methods (arithmetic, fractional, geometric, harmonic, and harmonic parabolic author credit allocation) in the field of Chemical Biology. By classifying the tasks found in the author contribution statements of articles published in Nature Chemical Biology according to a three-tiered scheme, it was possible to divide the authors into three types: core-layer authors, middle-layer authors, and outer-layer authors. When ordering the authorships according to the position in the bylines, there is a distinct u-shaped distribution for the share of authors involved in writing the paper or designing the research (i.e., core authors) and for the average number of tasks performed by each author. The harmonic parabolic model best distributes author credit according to the observed empirical data. It also outperforms the other models in predicting which authors are core authors and which are not. The harmonic parabolic model should be the preferred choice for bibliometric exercises in chemical biology and fields with similar practices regarding authorship order.

Ort, förlag, år, upplaga, sidor
Springer, 2023. Vol. 128, s. 2737-2762
Nyckelord [en]
Author contributions, Authorship credit, Byline hierarchy, Counting methods, Validity
Nationell ämneskategori
Freds- och konfliktforskning Övrig annan samhällsvetenskap Biblioteks- och informationsvetenskap
Identifikatorer
URN: urn:nbn:se:umu:diva-206655DOI: 10.1007/s11192-023-04680-yISI: 001085065200007Scopus ID: 2-s2.0-85151339974OAI: oai:DiVA.org:umu-206655DiVA, id: diva2:1750713
Tillgänglig från: 2023-04-14 Skapad: 2023-04-14 Senast uppdaterad: 2025-10-16Bibliografiskt granskad
Ingår i avhandling
1. From acknowledgment to authorship: exploring contributions and credit allocation in life science research
Öppna denna publikation i ny flik eller fönster >>From acknowledgment to authorship: exploring contributions and credit allocation in life science research
2025 (Engelska)Licentiatavhandling, sammanläggning (Övrigt vetenskapligt)
Abstract [en]

In the scientific community, authorship is a key mechanism for establishing intellectual priority, securing peer recognition, and assigning responsibility for scientific claims. Over the past two decades, in response to contemporary research practices – characterized by a proliferation of coauthors, increasingly diverse interpretations of authorship roles, and concerns surrounding scientific misconduct – an expanding number of journals have adopted the practice of explicitly disclosing authors’ contributions in published articles.

In this thesis, these author contribution statements serve as the foundation for examining how authorship is attributed, ordered, and valued in the life sciences, a field that has experienced rapid growth in collaborative research. Given the growing reliance on metric-based evaluative mechanisms in academia, the thesis addresses two main objectives: (1) to clarify how authorship is awarded in lab-based life sciences and how authors’ contributions relate to author order, and (2) to validate different models for allocating author credit against the information presented in author contribution statements. This thesis also examines “acknowledgees” – hereafter referred to as subauthors –who are often overlooked despite representing a substantial and sometimes critical segment of the scientific community.

The main results suggest that most authors are core or middle layer contributors, i.e., they perform at least one core layer task or middle layer task. In contrast, most subauthors are classified as outer layer contributors. Authors typically undertake multiple tasks, in contrast to subauthors, and exhibit greater specialization in larger research teams compared to smaller ones. The results also suggest a discrepancy between traditional author guidelines and actual scientific practice regarding author attribution, evident in the significant proportion of outer layer authors.

In addition to these findings, when contributions are ordered by byline position, they exhibit a distinct u-shaped distribution. Among the tested author credit models (u-shaped, arithmetic, fractional, geometric, harmonic), the u-shaped model most accurately reflects observed author contributions, exhibiting the closest alignment with empirical data on core and middle-layer tasks. Furthermore, it also surpasses the other models in predicting which authors are core and which are not.

Ort, förlag, år, upplaga, sidor
Umeå: Umeå University, 2025. s. 80
Serie
Akademiska avhandlingar vid Sociologiska institutionen, Umeå universitet, ISSN 1104-2508 ; 91
Nyckelord
Bibliometrics, Credit Allocation, Authorship, Subauthorship, Acknowledgments, Reward System of Science
Nationell ämneskategori
Biblioteks- och informationsvetenskap
Forskningsämne
biblioteks- och informationsvetenskap
Identifikatorer
urn:nbn:se:umu:diva-245618 (URN)978-91-8070-746-6 (ISBN)978-91-8070-745-9 (ISBN)
Presentation
2025-11-07, Hörsal NBET.A.101, Norra Beteendevetarhuset, 901 87, Umeå, 13:15 (Engelska)
Opponent
Handledare
Tillgänglig från: 2025-10-20 Skapad: 2025-10-16 Senast uppdaterad: 2025-10-20Bibliografiskt granskad

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