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The questions that never came: how national judges use their discretion in the preliminary ruling procedure
Umeå universitet, Samhällsvetenskapliga fakulteten, Juridiska institutionen.ORCID-id: 0000-0002-4971-7059
2026 (Engelska)Ingår i: European Journal of Empirical Legal Studies, E-ISSN 2004-8556, Vol. 3, nr 1, s. 1-28Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

While domestic judges ultimately decide whether to refer questions to the Court of Justice of the European Union (CJEU), little is known about how the idea to refer is introduced in national litigation or about the decision not to refer. The preliminary ruling procedure (PRP) allows the CJEU to safeguard the uniformity of EU law, but that task can be hindered when national courts withhold questions. This article explores how often questions are sent to the CJEU compared to decisions not to refer, and to what extent referrals are driven by national judges acting on their own motion as opposed to the parties. Despite challenges in accessing such data, an analysis of 728 referred and non-referred cases from all Swedish courts reveals that, although the PRP formally excludes party involvement, it is mostly the parties who raise the issue. However, they often struggle to have their questions referred. Importantly, 42 per cent of the questions sent came from judges acting on their own initiative, sometimes against the parties’ wishes. Courts with a duty to refer show the highest tendency to request preliminary rulings, likely in part due to their legal obligation. These findings suggest that both judges and parties should be viewed as co-drivers of the PRP, nuancing narratives that emphasise one over the other. Nevertheless, most questions of EU law remain at the national level, adding to the large pool of questions that never reach the CJEU.

Ort, förlag, år, upplaga, sidor
European Society for Empirical Legal Studies (ESELS) , 2026. Vol. 3, nr 1, s. 1-28
Nyckelord [en]
EU law, preliminary ruling procedure, article 267 TFEU, judicial behaviour, judicial dialogue
Nationell ämneskategori
Juridik
Identifikatorer
URN: urn:nbn:se:umu:diva-250244DOI: 10.62355/ejels.58229OAI: oai:DiVA.org:umu-250244DiVA, id: diva2:2041235
Tillgänglig från: 2026-02-24 Skapad: 2026-02-24 Senast uppdaterad: 2026-04-20Bibliografiskt granskad
Ingår i avhandling
1. Referral or non-referral?: national judges, parties, and the preliminary ruling procedure
Öppna denna publikation i ny flik eller fönster >>Referral or non-referral?: national judges, parties, and the preliminary ruling procedure
2026 (Engelska)Doktorsavhandling, sammanläggning (Övrigt vetenskapligt)
Alternativ titel[sv]
Att hänskjuta eller inte hänskjuta : nationella domare, parter och förhandsavgörande institutet
Abstract [en]

The preliminary ruling procedure is often regarded as one of the most important features of the EU legal order. Yet, surprisingly little is known about how national judges decide whether to make a reference, as few studies examine cases that do not reach the Court of Justice of the European Union.

Drawing on Swedish court data and examining both referred and non-referred cases, this thesis explores how the procedureo perates in practice, focusing on the interaction between domestic judges and the parties. It also maps the reasons judges give when they choose not to refer.

The findings suggest that the procedure is better understood as a triangular relationship between national judges, the parties, and the CJEU, rather than as a purely judicial dialogue among courts. While the initiative to refer most often comes from the parties, control remains with the judges. Moreover, judges make references on their own initiative, without any party request, in a substantial share of referred cases and, at times, contrary to the parties’ wishes. This suggests that the ‘reluctance’ account for Swedish courts is overstated, and that judges across the Union are likely more active than often assumed.

Ort, förlag, år, upplaga, sidor
Umeå: Umeå University, 2026. s. 158
Serie
Skrifter från Juridiska institutionen vid Umeå universitet, ISSN 1404-9198 ; 54
Nyckelord
EU Law, Article 267 TFEU, Judicial Dialogue, National Courts, CJEU
Nationell ämneskategori
Juridik
Identifikatorer
urn:nbn:se:umu:diva-252280 (URN)978-91-8070-967-5 (ISBN)978-91-8070-968-2 (ISBN)
Disputation
2026-05-20, Lindellhallen 1, Samhällsvetarhuset, 10:15 (Engelska)
Opponent
Handledare
Tillgänglig från: 2026-04-29 Skapad: 2026-04-20 Senast uppdaterad: 2026-04-20Bibliografiskt granskad

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