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Aid and health in a contested balance: adopting effective development cooperation and improving health system governance in fragile and conflict-affected states : lessons from Sudan
Umeå universitet, Medicinska fakulteten, Institutionen för epidemiologi och global hälsa.ORCID-id: 0009-0003-7488-4777
2026 (Engelska)Doktorsavhandling, sammanläggning (Övrigt vetenskapligt)Alternativ titel
Bistånd och hälsa i omstridd balans : att anta effektivt utvecklingssamarbete och förbättra styrning av hälso- och sjukvårdssystem i fragila och konfliktdrabbade stater : lärdomar från Sudan (Svenska)
Abstract [en]

Fragile and conflict-affected states (FCAS) face persistent challenges that undermine their ability to plan, finance and deliver essential services. Political instability, recurrent emergencies and fragmented external assistance (aid) weaken national institutions and constrain progress toward development targets like universal health coverage (UHC). Effective Development Cooperation (EDC) principles—ownership, alignment, harmonization, managing for results and mutual accountability—were introduced globally to address shortcomings of aid, yet evidence on their functioning and effects in FCAS remains limited. This thesis examined how these principles operate in practice, how they interact with health system governance, and whether they contribute to progress on health goals. Sudan, a long-standing FCAS characterized by shifting political regimes, contested legitimacy, and a highly aid-dependent health sector, served as the primary empirical case.

A mixed-methods research design was applied across four sub-studies. Three qualitative sub-studies explored the evolution of health sector partnerships in Sudan, drawing on semi-structured interviews conducted in 2015 and 2021/22 with government officials, donors, development banks, UN agencies, international NGOs and civil society organizations. These were complemented with document review and observations of coordination meetings. The fourth sub-study applied a quantitative comparative analysis across 17 aid-recipient FCAS to examine whether specific EDC principles were associated with advancing UHC.

The findings revealed shifting patterns of partnership behavior shaped profoundly by political context. In Sudan, periods of authoritarian rule constrained alignment and partners’ willingness to use national systems, while the post-2019 transitional government created a window of opportunity for advancing collaboration due to increased transparency and greater alignment with national priorities. However, unfortunate political reversals, notably the 2021 coup, rapidly dismantled progress, triggering withdrawal of donor support and re-crumbling of coordination. While earlier the civil society organizations were marginalized by donors and other global partners, and manipulated by the authoritarian regime, they were soon aspired – by the global partners – to assume a prominent implementation role when relation with the state was cut after the coup.

Adopting the Humanitarian–Development Nexus (HDN) was sought as a policy solution to ensure development in the midst of recurrent emergencies and humanitarians’ presence, but it had its own challenges. While widely praised, its operationalization was hindered by conceptual ambiguity, tensions between humanitarian and development actors, and unresolved debates about system utilization. A persistent dilemma materialized between strengthening national systems and using them. Humanitarian agencies often maintained parallel mechanisms for procurement, financial management and information systems, citing weak national capacity and the exigencies of crisis response. Development partners and government increasingly advocated a “use to strengthen” approach, emphasizing that durable improvements require channelling assistance through national systems. Over time, some partners, including several UN agencies and international NGOs, shifted toward more active system-strengthening and selective utilization, supported by joint technical assistance and piloting of harmonized approaches.

The cross-country analysis of FCAS demonstrated two principles—alignment with national priorities and joint technical assistance—were individually sufficient to attain UHC in several FCAS. The findings illustrates that multiple pathways can lead to improved outcomes, and that targeted, coordinated support to core governance functions can yield development even amid fragility.

The thesis concludes that EDC has the potential to influence governance and accelerate health system gains in FCAS, yet its effectiveness is highly contingent on political dynamics and functioning coordination platforms. Progress depends on inclusive national ownership, coherent and flexible technical assistance, and gradual yet deliberate movement toward use of national systems. Empowering civil society, maintaining coordination fora, and strengthening monitoring and the accountability mechanisms are essential to sustain gains, particularly in FCAS volatile environments. Findings highlight that although EDC cannot resolve structural fragility, it can create reinforcing pathways that transform fragmented aid into more coherent systems support when global and national actors engage with political realities while upholding principled cooperation.

Ort, förlag, år, upplaga, sidor
Umeå: Umeå University, 2026. , s. 107
Serie
Umeå University medical dissertations, ISSN 0346-6612 ; 2416
Nyckelord [en]
Effective development cooperation, fragile and conflict-affected states, health system strengthening, governance, universal health coverage, humanitarian–development nexus
Nationell ämneskategori
Folkhälsovetenskap, global hälsa och socialmedicin
Forskningsämne
folkhälsa
Identifikatorer
URN: urn:nbn:se:umu:diva-252463ISBN: 978-91-8070-978-1 (tryckt)ISBN: 978-91-8070-979-8 (digital)OAI: oai:DiVA.org:umu-252463DiVA, id: diva2:2055726
Disputation
2026-05-22, NUS, By5B, plan 3, room Alicante, Umeå University Hospital, Umeå, 13:00 (Engelska)
Opponent
Handledare
Anmärkning

För att delta digitalt via Zoom: https://umu.zoom.us/j/66345552548

Tillgänglig från: 2026-04-30 Skapad: 2026-04-27 Senast uppdaterad: 2026-04-27Bibliografiskt granskad
Delarbeten
1. Sudan's health sector partnership: from confined progression to openness and hope to uncertain demise
Öppna denna publikation i ny flik eller fönster >>Sudan's health sector partnership: from confined progression to openness and hope to uncertain demise
2024 (Engelska)Ingår i: Development Policy Review, ISSN 0950-6764, E-ISSN 1467-7679, Vol. 42, nr 2, artikel-id e12757Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

Motivation: Despite signature of the 2005 Paris Declaration on Aid Effectiveness and subsequent adoption of the effective development cooperation (EDC) principles for better health cooperation, there is a gap in documenting the challenges to implement these commitments at country level. Sudan represents an interesting case study: the country adopted a local health compact in 2014, but for much of the time since the regime was under sanction. Sudan witnessed a revolution in 2018, followed by a counter-coup in 2021.

Purpose: We aim to explore the evolution of Sudan health sector partners’ relationships, perspectives, and adherence to EDC principles of ownership, alignment, and harmonization, while accounting for underlying processes and context changes between 2015 and 2022.

Methods and approach: We collected data through two rounds of interviews, in 2015 (16) and 2022 (8), with stakeholders within the Sudan Health Sector Partnership. We used the framework method for data analysis where responses are coded then sorted into themes.

Findings: Prior to the 2019 revolution cooperation was progressive but restricted, with civil society marginalized and a dominating government. The principles, especially ownership, were misused and misaligned with national priorities driven by donors’ interests and conditions.

The transitional (post-revolution) period witnessed partners’ openness and influx, but unstable leadership and subsequent changes in priorities led to wasted opportunities.

Following the coup, donors adopted a no-contact policy towards the de facto government. Instead, the expectation was that civil society organizations would replace the government as the main implementers. Overall, limited coordination capacity and no sustainability measures were present throughout.

Policy implications: Much of what was observed was down to the often complicated and difficult context of the governance of Sudan. That said, general issues arose including the government's ability to coordinate policy and implementation; the need for stable, legitimate arrangements; and the need to define the role of civil society and to empower civil society organizations. Within a complex and volatile context, revisiting partners’ commitments through joint compact reviews and transparent EDC progress monitoring is crucial.

Ort, förlag, år, upplaga, sidor
John Wiley & Sons, 2024
Nyckelord
alignment, coordination, effective development cooperation, framework analysis, harmonization, health sector, ownership, partnership, Sudan
Nationell ämneskategori
Hälso- och sjukvårdsorganisation, hälsopolitik och hälsoekonomi
Identifikatorer
urn:nbn:se:umu:diva-216479 (URN)10.1111/dpr.12757 (DOI)001155272200001 ()2-s2.0-85184249903 (Scopus ID)
Forskningsfinansiär
Familjen Erling-Perssons Stiftelse
Tillgänglig från: 2023-11-13 Skapad: 2023-11-13 Senast uppdaterad: 2026-04-27Bibliografiskt granskad
2. Humanitarian–development nexus approach to health systems strengthening in Sudan: a policy analysis
Öppna denna publikation i ny flik eller fönster >>Humanitarian–development nexus approach to health systems strengthening in Sudan: a policy analysis
2025 (Engelska)Ingår i: Frontiers in Public Health, E-ISSN 2296-2565, Vol. 13, artikel-id 1579825Artikel i tidskrift (Refereegranskat) Published
Abstract [en]

Background: With increasing conflict, fragility, and emergencies in many countries, health systems are being frequently weakened and require support and strengthening. To ensure the provision of lifesaving interventions while improving national health systems, the humanitarian–development nexus presents a policy solution to bridge the divide between humanitarian and development actors. Sudan represents an interesting case of the nexus of adoption in the context of protracted emergencies, a volatile political scene, and complex economic and partnership dynamics. This study aimed to explore the understanding and adoption process of the nexus approach to health systems strengthening in Sudan.

Methods: We conducted a policy analysis based on seven qualitative interviews conducted in 2022 with informants from varying humanitarian and development entities.

Results: Our findings revealed uncertainty surrounding the meaning and practicalities of the nexus, despite a consensus on its importance. At the same time, the introduction process was driven by global partners, the Government of Sudan’s adoption of the nexus, and the presence of relevant coordination mechanisms within the health sector, which facilitated the advancement of the nexus. However, the humanitarian and development actors expressed conflicting values and disagreements about the use of the financial management, procurement, and information components of the national health system.

Conclusion: Sudan’s health partners have implemented various nexus-based practices to strengthen national health system capacities. However, the nexus approach has faced challenges due to conceptual ambiguities and inconsistent implementation. We call for the advancement of guidance and dialog on the approach, emphasizing the importance of ownership, coordination, and flexibility, with the belief that the humanitarian–development divide can be further bridged.

Ort, förlag, år, upplaga, sidor
Frontiers Media S.A., 2025
Nyckelord
humanitarian, development, nexus, Sudan, policy, health, system, partnership
Nationell ämneskategori
Folkhälsovetenskap, global hälsa och socialmedicin
Identifikatorer
urn:nbn:se:umu:diva-241877 (URN)10.3389/fpubh.2025.1579825 (DOI)001521105500001 ()40606108 (PubMedID)2-s2.0-105009625579 (Scopus ID)
Forskningsfinansiär
Familjen Erling-Perssons Stiftelse
Tillgänglig från: 2025-07-02 Skapad: 2025-07-02 Senast uppdaterad: 2026-04-27Bibliografiskt granskad
3. Attitudes and practices of Sudan's health sector partners towards strengthening and utilising the national health system components (2015–2022)
Öppna denna publikation i ny flik eller fönster >>Attitudes and practices of Sudan's health sector partners towards strengthening and utilising the national health system components (2015–2022)
(Engelska)Manuskript (preprint) (Övrig (populärvetenskap, debatt, mm))
Abstract [en]

While the emphasis on strengthening and utilising a unified national system has gained momentum in discussions among health partners throughout the world, there are evident discrepancies between commitments and practice. Sudan presents an interesting case where the last decade has witnessed major political changes that have influenced health sector partnerships. This study investigates the evolving attitudes and practices of Sudan's health sector partners towards strengthening and utilising the national health system, specifically focusing on the components of financial management, procurement and supply, and health information. Utilising a qualitative case study design, data were collected through semi-structured interviews 20 with key stakeholders from various humanitarian and developmental partners during two rounds (2015 and 2021/22). The interviews were analysed thematically, and situational analysis was applied with the partners’ stances displayed on positional maps. The findings revealed a shift from initial resistance to and prevention of system strengthening and utilisation to a more collaborative approach towards the system utilisation, influenced by political changes, and the need to adopt resilient approaches to respond to the volatile emergency context. Meanwhile, over time humanitarian partners have persisted to utilise their own systems because they have control over these systems or believe their systems function better. Moreovere, some respondents claimed that they are not mandated to support a unified system. Tension persists between utilising the system as prerequisite to strengthen it or ensuring the system is strengthened before using it. The study highlights the critical need for continuous monitoring and commitment to utilising the national system by all to ensure sustainability and enable timely improvement, especially in fragile contexts like Sudan. Flexible arrangements and guidance to encourage humanitarian partners to commit to abolishing parallel systems are crucial.

Nyckelord
System strengthening, utilisation, partnership, cooperation, Sudan, procurement and supply, financial management, health information, situational analysis, positional maps.
Nationell ämneskategori
Annan medicin och hälsovetenskap Folkhälsovetenskap, global hälsa och socialmedicin Epidemiologi
Forskningsämne
folkhälsa
Identifikatorer
urn:nbn:se:umu:diva-252390 (URN)
Tillgänglig från: 2026-04-23 Skapad: 2026-04-23 Senast uppdaterad: 2026-04-27Bibliografiskt granskad
4. Pathways to universal health coverage: a qualitative comparative analysis of effective development cooperation principles in fragile and conflict‑affected states
Öppna denna publikation i ny flik eller fönster >>Pathways to universal health coverage: a qualitative comparative analysis of effective development cooperation principles in fragile and conflict‑affected states
(Engelska)Manuskript (preprint) (Övrig (populärvetenskap, debatt, mm))
Abstract [en]

Background: All health stakeholders are working towards universal health coverage (UHC) as a central target within global sustainable development goals, but attaining this target remains remote. Despite the promise to leave no one behind within these goals, fragile and conflict-affected states (FCAS) suffer from complex circumstances that require better collaboration. There is scarcity of research addressing whether or how improved adherence to effective development cooperation (EDC) principles may affect the development outcomes. This study examined which EDC principles, if any, have affected UHC attainment in FCAS to better understand the roles and behaviours that partners need to focus on.

Methods: Crisp-set qualitative comparative analysis (QCA) was applied to study the relationship between six explanatory variable (conditions) which are EDC indicators: alignment of plans and budget priorities, partners coordination, national coordination mechanisms, use of national monitoring and evaluation system and provision of joint technical assistance, and attainment of UHC service coverage index threshold of medium grading at least (40 or above). QCA assessed necessary conditions (for the 21 outcome to happen they must be present) and sufficient conditions (whenever they are present the outcome happens). We examined FCAS, all were low and low-middle income countries. Data were from available public reports on status for the year 2021.

Results: While none of the six studied conditions were found to be necessary for attaining UHC within our data set, four conditions appeared to be sufficient to attain UHC. Among these, the final solution indicated having good partners alignment with national plans or joint technical assistance as the pathway towards UHC. This solution model had, however, a moderate coverage of 46% (i.e. can only explain 46% of the overall cases that attained the UHC index threshold). This should be viewed in light of the limitations of small sample size, the reliance of self-reported EDC rating, and the use of cross-sectional data for assessment rather than assessing progress over time.

Conclusions: Better alignment among health partners is highly needed to minimise loss of already scarce and crucial resources in FCAS. The provision of technical assistance tailored to context supports sustainability in the results of cooperation. Further enhancement of the framework and measures of tracking effective  development cooperation and UHC with more frequent and broader monitoring is needed. 

Nyckelord
Effective Development Cooperation, Universal Health Coverage, Sustainable Development Goals, Fragile and Conflict-Affected States, Qualitative Comparative Analysis
Nationell ämneskategori
Folkhälsovetenskap, global hälsa och socialmedicin Epidemiologi
Forskningsämne
familjerätt; folkhälsa
Identifikatorer
urn:nbn:se:umu:diva-252391 (URN)
Tillgänglig från: 2026-04-23 Skapad: 2026-04-23 Senast uppdaterad: 2026-04-27Bibliografiskt granskad

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